PAL-212M (a period 2 module)
Interest Group Activism and Representation

Fall, 1999
Class Sessions: T/Th 10:00-11:30

Professor David C. King
Office: Littauer 303, 617-495-1665
Office Hours: M/W 10:00-11:30

Course Description

The first half of this module reviews the political science literature on interest groups in the United States. Students learn about the pluralist tradition in America, as well as commentary from the Olsonian paradigm. Attention is paid to the nonprofit sector. The class is run as a seminar, with students reading materials deeply and raising questions for group discussions. The second half is much more applied. A lobbying simulation finds students developing lobbying strategies and "visiting" a member of Congress. The course culminates in a final paper, in which students apply theory to a specific historical lobbying event.

Readings are available at the CMO, books at the Harvard Coop. Two books are required:

Bob Smucker. 1999. The Nonprofit Lobbying Guide, 2nd Edition.  Washington, DC: Independent Sector.

Lester M. Salamon & Helmut K. Anheier. The Emerging Nonprofit Sector.   Manchester, UK: Manchester University Press.

Jack L. Walker, 1991. Mobilizing Interest Groups in America. Ann Arbor: University of Michigan Press.

Grading

Participation in Class Discussions       25%
Lobbying Simulation (group grades)   25%
Final Paper                                        50%

Description of the Lobbying Simulation

TBA

There are five lobbying groups, and each will lobby on behalf of either (1) Social Security Reform, or (2) Strategies to Increase Retention Rates for U.S. Military Personnel.   Basic information packets about both issues were handed out in class on February 16.  The lobbying visits should be general and informational -- not focusing on a specific piece of legislation currently in the 106th.  As such, each lobbying group may define their issue (and solutions, and relevance to Pryor and Arkansas) in their own way.  A group, for example, may argue that the AmeriCorps program should be extended to include military service.  Another might for (or against) investing FICA money in equities.

On March 2nd, each group will turn in an overview of their lobbying strategy, including a detailed plan that goes well beyond simply meeting with Senator Pryor.  The March 4th lobbying visits will be videotaped, and those tapes will be dissected in class on Tuesday, March 9.

Description of the Final Paper

Students read a Kennedy School case on the enactment of Prohibition. An eight page paper is due on March 16 reviewing the history of prohibition from the perspective of one (or more) of the theoretical approaches discussed in the course. The paper should critique the theory, using the case as one piece of evidence in weighing the accurateness or applicability of the theory. Click here for more specific guidelines.

Course Schedule

Thus, Feb 4 Course Overview

Outline structure of the argument in Federalist 10. Compare Madison’s basic assumptions about how to define "groups" with de Tocqueville’s definition a generation hence. Explore differences (in the U.S. system) between interest groups and "parties." Students should come to class with an outline of Federalist 10 in hand.

Required Readings

James Madison, "Federalist, Number 10," from The Federalist Papers.

Alexis de Tocqueville, "Political Associations in the United States," in Democracy in America, Chapter 10.

Jack L. Walker, Jr. 1991. Mobilizing Interest Groups in America, Chapter 2.

Case for the Final Paper:

"Prohibition (A): Enactment. And Prohibition "Supplement" Kennedy School Case #492.

 
Tue, Feb 9 Theory: Models of Politics

Familiarize students with nine basic models of politics: the Institutional model, the Process model, the Group model, the Elite model, the Rational Choice model, the Incremental model, the Game Theory model, Public Choice model, and the Systems model. Each student may be called on to discuss one of these models in some depth – expanding beyond the Dye reading.

Required Readings

Thomas R. Dye. 1995. Understanding Public Policy. 8th Edition. Englewood Cliffs: NJ: Prentice Hall. Chapter 2.

Clem Miller. 1962. "The Walnut Growers and the Chicken Farmers." In John W. Baker, Ed., Members of the House: Letters of a Congressman. New York: Charles Scribner’s Sons.

Reserve Readings

James M. Buchanan & Gordon Tullock. 1962. The Calculus of Consent. Ann Arbor: University of Michigan Press.

Anthony Downs. 1957. An Economic Theory of Democracy. New York: Harper & Row.

David Easton. 1965. A Framework for Political Analysis. Englewood Cliffs, NJ: Prentice Hall.

Charles E. Lindblom. 1959. "The Science of Muddling Through." Public Administration Review. 14:79-88.

R. Duncan Luce & Howard Raiffa. 1957. Games and Decisions. New York: John Wiley & Sons.

David B. Truman. 1954. The Governmental Process. New York: Knopf.

 
Thus, Feb 11 Theory: What does the Interest Group System Look Like?

Map the size and terrain of the interest group system. We will pay particular attention to differences between groups representing the "nonprofit" sector of the economy and the "profit" sector of the economy. Students, following the Baumgartner reading, should come prepared with definitions of "group," "interest" and "membership."

Required Readings

Steven R. Smith & Michael Lipsky. 1993. Nonprofits for Hire: The Welfare State in the Age of Contracting. Cambridge: Harvard University Press. Chapter 2.

Jack L. Walker, Jr. 1991. Mobilizing Interest Groups in America, Chapter 4. (A course text)

Frank R. Baumgartner & Beth L. Leech. 1998. Basic Interests. Princeton, NJ: Princeton University Press. Chapter 2.

Selections from Washington Representatives (Handed out in class).

Reserve Readings

Jonathan Rauch, "Demosclerosis," The National Journal, September 5, 1992, pgs. 1998-2003.

John P. Heinz, Edward O. Laumann, Robert L. Nelson & Robert H. Salisbury, The Hollow Core: Private Interests in National Policymaking, (Cambridge: Harvard University Press, 1993), Chapters 9 & 10.

Kay Lehman Schlozman & John T. Tierney. 1986. Organized Interests and American Democracy. New York: Harper & Row. Chapters 4 – 6.

 
Tue, Feb 16 Theory: Who Joins Interest Groups and Why?

Understand the basic "Olsonian" dilemma, and explore solutions to it. Class discussion will focus on the kinds of incentives used to attract – and retain – members. Students should be ready to argue whether "new technologies" (such as the Internet) have the potential to reshape the basic calculus of group membership

Required Readings

Jack L. Walker, Jr. 1991. Mobilizing Interest Groups in America, Chapters 3 & 5. (A course text)

David C. King, "A Collective Action Game"

Reserve Readings

Mancur Olson. 1965. The Logic of Collective Action. Harvard University Press.

Robert H. Salisbury. 1969. "An Exchange Theory of Interest Groups." Midwest Journal of Political Science. 13:1-32.

John Mark Hansen. 1985. "The Political Economy of Group Membership." American Political Science Review. 79:79-96.

Guest

Florida Secretary of State Katherine Harris, discussing advocacy in the legislative and executive branches.

Thus, Feb 18 Practice: Building an Interest Group

Examine a case of the building of an interest group. Learn from practitioners. Students should come with a list of potentially-generalizable lessons from the Common Cause example in Mundo.

Required Readings

Philip A. Mundo. 1992. Interest Groups: Cases and Characteristics. Chapter 8.

Reserve Readings

A summary and full text of the Massachusetts Clean Elections Law

Guest

Ken White, Executive Director of Common Cause in Massachusetts.

Click here for Ken White's Bio

Tue, Feb 23 Theory: Interest Groups and the Nonprofit Sector

Discuss the origins of the nonprofit sector in the United States, and compare it with counterparts in other countries. Understand the basic tax liabilities and benefits confronting nonprofits. Contrast the assumptions in the nonprofits literature with those from the "Economic Models of Interest Groups" survey.

Required Readings

John G. Simon, "The Tax Treatment of Nonprofit organizations: A Review of Federal and State Policies," Chapter 5 in Walter W. Powell (ed.) 1987. The Nonprofit Sector: A Research Handbook New Haven: Yale University Press.

James Douglas, "Political Theories of Nonprofit Organization," Chapter 3 in Walter W. Powell (ed.) 1987. The Nonprofit Sector: A Research Handbook. New Haven: Yale University Press.

William C. Mitchell & Michael C. Munger, "Economic Models of Interest Groups: An Introductory Survey," American Journal of Political Science, 35 (May 1991):512-46.

Reserve Readings

Lester M. Salamon & Helmut K. Anheier. 1994. The Emerging Nonprofit Sector. Baltimore: Johns Hopkins Press.

George Stigler, "Economic Competition and Political Competition," Public Choice, 13 (1972):91-106.

Gary S. Becker, "A Theory of Competition among Pressure Groups for Political Influence." Quarterly Journal of Economics, 98 (1983): 371-99.

 
Thus, Feb 25 Practice: Introduction to Lobbying Strategies

Outline the fundamental elements of a lobbying campaign. Learn how to identify whom to lobby, and which approach (or approaches) to use – inside lobbying or outside. Apply the lessons in the discussion of the Mudflaps case.

Required Readings

Bob Smucker. 1991. The Nonprofit Lobbying Guide. San Francisco: Jossey-Bass. Pgs. 65-82, 103-110.

Ernest & Elisabeth Wittenberg. 1994. How to Win in Washington, 2nd edition. Cambridge: Blackwell. Chapters 1 - 3.

"The Regulation of Mud Flaps," Kennedy School Case # 940.

Richard Hall & Frank Wayman. 1990. "Buying Time: Moneyed Interests and the Mobilization of Bias in Congressional Committees," American Political Science Review, 84: 797-820.

Reserve Readings

Marie Hojnacki. 1997. "Interest Groups’ Decisions to Join Alliances or Work Alone," American Journal of Political Science, 41: 61-87.

David Austen-Smith & John R. Wright. 1994. "Counteractive Lobbying. American Journal of Political Science, 38: 25-44.

Frank R. Baumgartner & Beth L. Leech. 1996. "The Multiple Ambiguities of Counteractive Lobbying." American Journal of Political Science, 41: 521-42.

Guest

Jeff Ballinger, Director, Press for Change, and Research Associate, KSG.

Review Ballinger's February 1998 testimony before the Department of Labor for bakground on his group and issues.

Tue, Mar 2 Practice: Grassroots Lobbying Strategies

Hear from John Ashford about advocacy strategies and the relationships between private-sector and nonprofit-sector approaches.

Required Readings

Ernest & Elisabeth Wittenberg. How to Win in Washington. Cambridge: Blackwell. Chapters 4-11. (A course text)

Before coming to class: Brainstorm about grassroots strategies, listing as many as possible. Then, for each approach, explain why – given the way legislators, executives, and courts operate – the strategy may work. Explore the tension between "inside" and "outside" strategies evident in the Catastrophic Health Insurance case.

"Catastrophic Health Insurance for the Elderly." KSG Case # 1278.

Reserve Readings

On the Web: "How to Win Friends and Influence People," from PR Central

Guest

John Ashford, The Hawthorn Group, Alexandria, VA

Thus, Mar 4 Practice: Lobbying Visits

Experience what it is like to visit with a member of Congress to lobby. These visits will be video taped for review at the next class.

Required Readings

John L. Zorack. 1990. The Lobbying Handbook. Washington, DC: Professional Lobbying and Consulting Center. Pgs. 743-770, with perspectives on lobbying by Marilyn Lloyd, Russell Long, Trent Lott, Robert McGlotten, Clark McGregor, Abner Mikva, and Joseph Miller.

Reserve Readings

Bruce C. Wolpe. 1990. Lobbying Congress. Washington, DC: Congressional Quarterly Press.

Michael T. Hayes. 1981. Lobbyists & Legislators.  New Brunswick, NJ: Rutgers University Press.

John R. Wright. 1996. Interest Groups & Congress. Boston: Allyn & Bacon. Chapter 4.

Raymond A. Bauer, Ithiel de Sola Pool, Lewis Anthony Dexter. 1972. American Business & Public Policy. 2nd Edition. New York: Aldine Publishing. Prologue & Chapter 32.

Guest

Senator David Pryor.

Tue, Mar 9 Practice: Review the Lobbying Simulation

Watch video of the lobbing visits. Have the class reflect on what worked "well" and what did not. Hand out copies of the "best practices" materials from groups that did particularly well.

Required Readings

None.

Reserve Readings

None.

 
Thus, Mar 11 Theory: Review the Theoretical Approaches

Have the students summarize each of the basic theoretical approaches to understanding (1) why interest groups exist, (2) how they are maintained, and (3) what impact they have on public policy. Students should come to class with drafts of their final papers – which integrate theory and a specific case.

Required Readings

Burdett A. Loomis & Allan J. Cigler. 1995. "The Changing Nature of Interest Group Politics." In Loomis & Cigler (eds.), Interest Group Politics, 4th Edition. Washington, DC: Congressional Quarterly Press.

Reserve Readings

Frank R. Baumgartner & Beth L. Leech. 1998. Basic Interests. Princeton, NJ: Princeton University Press. Chapter 1.

 
Tue, Mar 16 Practice: "Prohibition" Paper Due and Discussed

Complete course evaluations. Open discussion among students regarding their approaches in the "prohibition" paper. Turn in the papers

Required Readings

None.

Reserve Readings

None.

 

Recommended: follow the links to a comprehensive Web list of think tanks, advocacy groups, associations, and foundations.